Trade Operations, Analyst

Forge is a technology innovator in the private market, committed to delivering a richer future for everyone. The Trade Operations Analyst will oversee transactions on the Forge platform, ensuring compliance and optimizing trading processes while collaborating with various teams.

Responsibilities

• Develop a thorough understanding of Forge’s transaction processes and become the deal point person/central source of knowledge for active transactions
• Review and process trade transactions to ensure accuracy and completeness
• Ensure timely and accurate settlement of trades in accordance with internal policies
• Identify potential risks and collaborate with internal teams to mitigate risk
• Ensure all trades comply with internal controls and regulatory (SEC/FINRA) requirements
• Participate in the implementation of new trading systems or upgrades to existing systems
• Work closely with brokers to resolve trade-related issues and ensure smooth settlement
• Interact with external parties such as issuers and clients to ensure a seamless, efficient process
• Communicate effectively with stakeholders to keep them informed about trade operations and issues
• Work cross-functionally with Forge’s internal teams, including Business Development, Legal and Compliance
• Maintain accurate and comprehensive records of all trade transactions and operational activities
• Ensure proper documentation and adherence to record-keeping policies

Skills

• Minimum of 1 year of professional experience in operations, consulting, finance, accounting, fund management and/or law
• Superior critical thinking skills and demonstrated success working in an entrepreneurial environment
• Excellent attention to detail and verbal/written communication skills
• Comfort performing in fast, high-pressure situations
• Desire to help the team increase operational efficiency and achieve strategic initiatives
• Ability to work independently and as part of a team
• SIE and Series 99 to be obtained 90 days from date of hire
• Physical requirements: operate a computer for 8 hours per day; give and receive detailed information through verbal and written communication

Company Overview

Forge is a global private securities marketplace creating an accessible, liquid, and transparent private market. It is a sub-organization of The Charles Schwab Corp. It was founded in 2014, and is headquartered in San Francisco, California, USA, with a workforce of 201-500 employees. Its website is https://forgeglobal.com.