Dealer Services Representative - Temporary Full-Time (12 months)

Co-operators is a leading Canadian financial services co-operative committed to creating a sustainable society. The Dealer Services Representative will leverage their knowledge of the mutual fund industry to maintain compliance with licensing regulations and support client relations.

Responsibilities

• Receiving and reviewing transaction requests, ensuring appropriate documentation has been completed and that required supporting documents are submitted
• Reviewing documentation for accuracy and executing translations on behalf of advisors to reflect client requests, new account openings and updates
• Providing expertise and guidance to filed management and employees on client issues, including addressing and triaging client complaints and concerns with regards to Mutual Funds
• Identifying issues of concern or non-compliant transactions or behaviour and escalating issues as appropriate

Skills

• You have at least 1 year of experience in investments
• You have completed post-secondary education in Business Administration, Finance, Commerce, Advanced Investment or a related discipline
• You have basic knowledge of insurance, products, sales practices and procedures, distribution and market conduct regulations
• You have or will obtain the Mutual Fund Licence
• Having or working towards the Branch Compliance Manager designation is an asset

Benefits

• Training and development opportunities to grow your career.
• Flexible work options to support personal and family needs.
• A holistic approach to your well-being, with physical and mental health programs and a supportive workplace culture.
• Volunteer opportunities to give back to your community.

Company Overview