Regional Vice President (External Wholesaler UIT Channel), Georgia, Carolinas

Position Summary

Guggenheim is seeking an established and successful sales professional with strong relationships in the broker-dealer and IBD space to join our team. The Regional Vice President will support and grow Guggenheim’s UIT business to financial intermediaries. Reporting to the Head of UIT Sales, the RVP will perform as part of a sales team, which includes an internal wholesaling partner, and will be responsible for the development and day-to-day management of territories in Georgia, North and South Carolina, and Northern Florida. The candidate will work remotely within the assigned territory.
Responsibilities

Key Responsibilities
Lead sales effort with financial intermediaries in defined territory
Responsible for building and maintaining relationships with financial intermediaries to generate assets
Help educate financial advisors on the benefits of Guggenheim products and services for their clients, through individual or group meeting presentations, including conference calls, branch visits, seminars, conferences, or training sessions
Develop and implement territory business plans to deliver on assigned sales goal
Maintain activity and profile data in the CRM
Keep current and adhere to compliance and regulatory policies specific to licensing requirements, continuing education, and firm-mandated training (license requirements FINRA 7, 63)
Responsible for keeping current on company’s products, initiatives, and marketing campaigns
Manage expense account and allotted budget and file expense reports in a timely manner
Work closely with assigned internal wholesaler to deliver sales goals by identifying and fostering leads generated from referrals, digital ad campaigns and cold calls

Qualifications

Basic Qualifications
Bachelor’s Degree (preferably in Finance or Business)
Current FINRA Registrations (Series 7, 63, 65, and/or 66)
Must reside in corresponding geographic territory

Preferred Qualifications
Excellent oral, written and interpersonal communications skills
Energetic, self-motivated, positive attitude, goal-oriented
Strong work ethic, and leadership skills
High degree of integrity
Ability and willingness to prepare relentlessly and execute passionately
Strong relationship building skills—client focused
Technical/Computer skills should include experience with Microsoft Word, Power Point and Excel
Familiarity with investment strategies and concepts

​We are not seeking agency assistance with this role

We are unable to consider candidates who require current or future visa sponsorship for employment in the United States. Candidates must be authorized to work in the US without current or future visa sponsorship or transfer.