Junior Financial Advisor

Oak Capital Management, LLC is seeking a driven and resilient Junior Financial Advisor to join an established practice led by a senior advisor. This role involves supporting existing client relationships, participating in joint meetings, and developing new client relationships while building your own book of business.

Responsibilities

• Support and service existing client relationships alongside the senior advisor
• Participate in joint work meetings and weekly team strategy sessions
• Assist in financial planning, portfolio reviews, and client communications
• Prospect for and develop new client relationships
• Gradually build and manage your own client base
• Maintain compliance standards
• Work toward increasing production annually (target growth: 10–20%)

Skills

• Prior experience in financial services
• Has demonstrated some success but seeking stronger mentorship and structure
• Active licenses required: Series 7, Series 66
• Willingness to pursue CFP® certification
• Clean background and strong professional ethics
• Strong interpersonal and communication skills
• Motivated, coachable, and growth-oriented

Benefits

• 401(k) with employer match + profit sharing
• Cash Balance Plan (employer-funded only; 3-year vesting schedule)

Company Overview