[Remote] Partnership Executive Consultant

Note: The job is a remote job and is open to candidates in USA. Comply is the leading provider of compliance SaaS and consulting services for the global financial services sector. They are seeking a highly experienced Partnership Executive Consultant to serve as a senior advisor to clients, maintain client relationships, and deliver high-quality consulting services while contributing to firmwide initiatives.

Responsibilities

• Provide senior-level compliance consulting services to investment advisers and, where applicable, broker-dealers and private fund managers
• Manage ongoing client relationships and deliver high-quality service across annual engagements and project-based work
• Conduct and lead complex compliance reviews (remote and on-site), including synthesizing findings into clear, actionable recommendations for client stakeholders
• Draft and review disclosure documents, policies and procedures, and other regulatory materials
• Advise clients on regulatory developments, risk areas, and industry best practices
• Contribute to the development, enhancement, and rollout of new and innovative service offerings
• Support the tactical implementation of new services, including development of methodologies, documentation, and internal guidance
• Assist in the creation and delivery of internal training to support consistent execution across the consulting team
• Serve as a senior subject matter resource for consultants, VPs, and Directors across the organization
• Provide practical, experience-based guidance on complex regulatory and client issues
• Support team members by helping troubleshoot challenging scenarios and offering insight grounded in industry best practices
• Contribute to maintaining high standards of quality and consistency across client deliverables
• Partner with sales teams to support business development efforts, including:
• Assisting with scoping of engagements and proposal development
• Participating in select prospect calls and meetings
• Provide subject matter expertise to help align client needs with Comply’s services and solutions
• Represent Comply externally through conference presentations, webinars, and industry events
• Develop written content, including articles, alerts, and educational materials
• Monitor and analyze regulatory developments and emerging trends, and translate them into actionable insights for clients and internal teams

Skills

• Law degree or advanced compliance experience required
• Significant experience (typically 8–12+ years) in investment adviser compliance, with strong working knowledge of the Investment Advisers Act of 1940
• Demonstrated ability to analyze complex regulatory issues and provide clear, practical guidance
• Strong interpersonal and communication skills, with the ability to engage effectively across all levels of an organization
• Proven ability to operate as a senior individual contributor in a collaborative, client-service environment
• Willingness and ability to travel as needed
• Proficiency in Microsoft Office Suite (Excel, Word, PowerPoint, Outlook)
• Experience with private funds strongly preferred; familiarity with CFTC/NFA, and/or FINRA requirements is a plus
• Prior compliance consulting experience a plus
• Experience contributing to service development, training, or internal initiatives is highly valued

Company Overview