Requirements
• 3+ years of relevant experience in compliance, risk, monitoring, QA, or testing preferably within a FDIC insured bank, but a fintech would also be acceptable,
• Demonstrated ability to independently execute moderately complex reviews or monitoring activities with minimal day-to-day guidance,
• Experience applying defined standards, scripts, or criteria to assess customer-facing materials, sales practices, or communications,
• Strong documentation discipline and attention to detail, with the ability to produce audit-ready evidence,
• Ability to synthesize review outcomes into clear, structured summaries that support team-level decision-making,
• Comfort operating in some ambiguity, asking clarifying questions, and escalating issues when guidance or risk tolerance is unclear,
• A bias for action and accountability, with the ability to manage timelines and deliverables for assigned work independently,
• Curiosity and willingness to deepen understanding of Mercury products, regulatory requirements, and compliance risk drivers
What the job involves
• As Mercury continues to scale, maintaining strong compliance execution and monitoring across customer-facing activities is critical,
• The Compliance Risk Manager, *Banking Advisory is an experienced individual contributor who supports the Compliance Advisory function through high-quality execution of reviews, monitoring, validation, and documentation under established frameworks,
• We are seeking a highly motivated compliance professional to join our Compliance Advisory team,
• In this role, you will work autonomously on regulatory based review and monitoring activities, owning assigned work from start to finish while operating within defined standards, processes, and escalation paths,
• You will help surface emerging risks, contribute to continuous improvement of monitoring practices, and support team-level goals through disciplined execution and reporting,
• Independently execute compliance monitoring and targeted validation activities across defined channels (e.g., customer communications, sales interactions, marketing activity) using approved scripts, sampling approaches, and procedures,
• Own assigned monitoring and validation work end-to-end, including evidence collection, documentation, follow-ups, and timely completion of deliverables,
• Identify, document, and classify findings, trends, or repeat observations, and escalate issues appropriately using established escalation paths,
• Support validation of remediation actions through follow-up testing and confirmation reviews,
• Prepare clear, accurate summaries of monitoring results to support team-level reporting and Advisory leadership visibility,
• Execute assigned customer-facing and marketing collateral compliance reviews in accordance with established standards and review criteria,
• Contribute ideas for improving monitoring efficiency, documentation quality, or review processes within existing team frameworks